Access important investor information and documents below.
Centaurus Financial, Inc. is committed to providing investors with valuable information needed to make knowledgeable and informed investment decisions. This page provides you with important information that you may wish to consider when making investments with Centaurus Financial, Inc. and a Centaurus registered representative:
- Additional Compensation Disclosure
- ADV Disclosures
- Annual Disclosures Document 2016
- Business Continuity Plan
- Customer Complaint Reporting Information
- FINRA Customer Identification Program Notice
- FINRA Mutual Fund Breakpoints:
- FINRA Investor Alerts
- FINRA Should You Exchange Your Variable Annuity?
- SEC Order Execution / Routing Disclosure – Pershing
- SEC Order Execution / Routing Disclosure – TD Ameritrade
- SEC Order Execution / Routing Disclosure – Schwab
- Sweep Program General Terms & Conditions